Troy A. Paredes

Results: 24



#Item
11United States federal banking legislation / Rule 144A / Securities Act / Wall Street reform / Troy A. Paredes / Economy of the United States / United States / United States Securities and Exchange Commission / United States securities law / Financial regulation

Microsoft Word - Memo to Secretary (MFA) JOBS Act Cap-Margin.docx

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-01-18 10:40:05
12Corporate crime / U.S. Securities and Exchange Commission / Troy A. Paredes

Comments on File No. S7-24-08

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2009-12-01 13:44:00
13Law / Corporate crime / U.S. Securities and Exchange Commission / United States corporate law / Dodd–Frank Wall Street Reform and Consumer Protection Act / Credit rating agency / Securities regulation in the United States / Corporate governance / Financial Regulator / Business / United States securities law / Financial regulation

SEC Speech: “Corporate Governance and the New Financial Regulation: Complements or Substitutes?” (Commissioner Troy A. Paredes; October 25, 2010)

Add to Reading List

Source URL: www.ecgi.org

Language: English - Date: 2010-11-03 10:48:56
14Consumer Protection Act / Troy A. Paredes / Rulemaking / Wall Street reform / ClearNET / Derivative / Financial economics / Law / Financial regulation / United States federal banking legislation / Late-2000s financial crisis / Systemic risk

Microsoft Word - Memo to Secretary--Title VII _LCH Clearnet_[removed]_2_.doc

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2011-04-29 14:33:30
15111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Presidency of Barack Obama / Troy A. Paredes / Consumer Protection Act / Wall Street reform / Financial economics / United States federal banking legislation / Systemic risk / Late-2000s financial crisis

Microsoft Word - Memo to Secretary--Market Structure Title VII _Credit Suisse_

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2010-09-23 12:37:04
16Presidency of Barack Obama / Systemic risk / United States federal banking legislation / Derivative / Troy A. Paredes / Consumer Protection Act / Financial economics / Finance / Financial system / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis

Microsoft Word - Memo to Secretary--Title VII _PIMCO_

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2010-12-07 14:16:24
17Late-2000s financial crisis / Presidency of Barack Obama / Systemic risk / United States federal banking legislation / Consumer Protection Act / Derivative / Troy A. Paredes / Swap / Finance / Financial economics / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act

MEMORANDUM October 18, 2010 To: File

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2010-10-21 14:01:36
18Elisse B. Walter / Mary Schapiro / Troy A. Paredes / Government / Public administration / Politics of the United States / New Deal agencies / Corporate crime / U.S. Securities and Exchange Commission

1133 20th Street, N.W., Suite 300 Washington, D.C[removed]March 8, 2012 p

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2012-03-21 09:43:34
19Direct Edge / Troy A. Paredes

Microsoft Word - Memo to Secretary--S7[removed]and Flash Crash _MFA_ revised

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2010-07-20 12:13:57
20Late-2000s financial crisis / Stock market / Consumer Protection Act / Financial regulation / Troy A. Paredes / Derivative / Finance / Wall Street reform / Security / United States federal banking legislation / Financial economics / Systemic risk

MEMORANDUM October 18, 2010 To: File

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2010-10-21 13:43:04
UPDATE